Investor Charter in respect of Research Analyst (RA)

A. Vision and Mission Statements for investorsVisionInvest with knowledge & safety.MissionEvery investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Details of business transacted by the Research Analyst with respect to the investors.To publish research report based on the research activities of the RA.To provide an independent unbiased view on securities.To offer unbiased recommendation, disclosing the financial interests in recommended securities.To provide research recommendation, based on analysis of publicly available information and known observations.To conduct audit annually.

C. Details of services provided to investors (No Indicative Timelines)Onboarding of ClientsDisclosure to Clientso To distribute research reports and recommendations to the clients without discrimination.o To maintain confidentiality w.r.t publication of the research report until made available in the public domain.

D. Details of grievance redressal mechanism and how to access itIn case of any grievance / complaint, an investor should approach the concerned research analyst and shall ensure that the grievance is resolved within 30 days.If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s SCORES portal which is a centralized web-based complaintsredressal system.

SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint.With regard to physical complaints, investors may send their complaints to: Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.

E. Expectations from the investors (Responsibilities of investors)

Do’s

Always deal with SEBI registered Research Analyst.Ensure that the Research Analyst has a valid registration certificate.Check for SEBI registration number.Please refer to the list of all SEBI registered Research Analysts which is available on SEBI website in the following link:https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes&intmId=14Always pay attention towards disclosures made in the research reports before investing.Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments.

Before buying securities or applying in public offer, check for the research recommendation provided by your research Analyst.Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation.Inform SEBI about Research Analyst offering assured or guaranteed returns.

Don’ts

Do not provide funds for investment to the Research Analyst.Don’t fall prey to luring advertisements or market rumours.

Do not get attracted to limited period discount or other incentive, gifts, etc. offered by Research Analyst.

Do not share login credentials and password of your trading and demat accounts with the Research Analyst.


User Agreement

By visiting/Using/accessing our website (Finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906) and/or our official mobile application/s and by making payment for subscription of any of our research services, you are agreeing to be bound by the following terms and conditions and all other terms and conditions, Legal Disclaimer, Disclosures, Policies and User Agreements of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 mentioned on our official website (finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906). We may change these terms and conditions and all other terms and conditions, Legal Disclaimer, Disclosures, Policies and User Agreements, at any time. Your continued use of our website and/or our mobile application and subscription to any of our research services, means that you accept any new or modified terms and conditions and all other terms and conditions, Legal Disclaimer, Disclosures, Policies and User Agreements that we come up with. Please re-visit the `Terms and Conditions', ‘Legal Disclaimer’, ‘Disclosure’, ‘User Agreement’, ‘Refund Policy’ and ‘Privacy Policy’ links at our website from time to time to stay abreast of any changes that we may introduce.The term finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 (finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906) is used through this entire document to refer to the website and/or our mobile application, its owners/proprietor and the employees and associates of the owner. The words ‘You’, ‘Your’ refers to the viewer/user/subscriber of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 website/mobile application/research services.

● You hereby declare that the details provided by you at the time of subscription to our services are true and correct to the best of your knowledge and belief and you undertake to inform us of any changes therein, immediately. In case any of the above information is found to be false or misleading, You are aware that you may be held Liable for it.

● You understand and accept that trading is a risky activity that involves the risk of loss of partial or complete capital and that there is no guarantee of profits or returns after subscribing to any of finvestora/Share Market Ideas research alerts services.

● You understand and accept that the service provided by finvestora/Share Market Ideas is general trading technical analysis research and is not investment advice. The final decision to take or not to take any trade is completely yours. Also, the decision to trade the quantity of stocks/F&O lots to be traded by referring to our research reports/alerts will also be completely yours. You accept the entire responsibility of any gains or losses that arise out of your trading activities.

● You understand and accept that finvestora/ Share Market Ideas and/or it’s owner/proprietor/managers/employees/associates do not provide any assurance or guarantee of accuracy or consistency of any of our research alerts/service. Any accuracy level communicated to the user either in written or verbal or in our advertisement/website/mobile application, is merely for indicative purpose only. You understand and agree that the accuracy level /percentage of any of our research services/alerts may vary from time to time and there is no commitment from finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 and/or it’s owner/proprietor/managers/employees/associates to deliver our research services/alerts with a fixed accuracy level/percentage.

● You understand that for any/all trade/s taken by you, you will be held responsible for the outcome of the trade/investment either resulting in gain or loss. You are willing to take complete responsibility for the outcome of all the trades placed in your demat account/trading account (Broker Account) during your tenure of the finvestora(finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906s research service subscription period.

● You understand that the service provided by finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 is only a research service and is meant only for reference. You understand and accept that the service provided by finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 is not an Investment Advice and all decisions to trade/invest in any stock/instrument is solely yours and any loss/gain that may arise out of such trades/investments are solely your responsibility/liability.

● You Agree to All Terms and Conditions, Disclosures,Disclaimers, Policies and User agreement of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 and You know Very Well About the Risk Associated with Trading & Investing in the Stock Market and still you wish to subscribe to the research services of the finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906. You have been informed completely about all the aspects of the services provided by finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 including the risks associated with trading and investing in the Stock Market. You confirm and agree that You have taken the subscription of research services of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 after fully understanding the risks involved in Trading and Investing. You confirm and accept that You do not expect a fixed return or a guaranteed return from the research alerts service subscribed by you and you fully understand that you can/might lose your partial or entire capital in trading & Investing by referring to research services/reports/alerts of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906.

● You have read and accepted all terms & conditions, legal disclaimer, Refund policy, Privacy Policy and User Agreement of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 mentioned on our official website having domain name finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906.

● And You have read, understood, and accepted the risk mentioned in the disclaimer in the website/mobile app of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 finvestorah (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906.

● You understand and accept that Trading in the stock market is subject to market risk and You understand and accept that You may lose some or entire capital of yours in the stock market trading/investing activities, therefore, finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 or its the proprietor/owner cannot be held responsible for any losses in the stock market that you may incur and managing of trades is completely your responsibility. You confirm that You have not been asked for your Demat/Trading Account Login ID & Password by any of the employees/representatives of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 or anyone associated with finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 and your Demat/Trading Account Login Credentials are not disclosed/Known to anyone except yourself.

● You understand and accept that You have been informed sufficiently of the risks of trading/investing in the stock market and You have still decided to take the subscription of share market ideas trading research alerts services.

● You declare that You will be trading/investing with your own personal capital and you will not be trading/investing with capital taken on loan or capital belonging to someone other than yourself.

● You understand and accept that because You have been informed about all the risks in trading/investing and have taken the subscription package of share market ideas trading research services/alerts, that you have to bear the loss that may arise due to your trading activities. You also understand and accept that You cannot claim or complaint against finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 or it’s proprietor/owner/employees/associates if you lose money in trading or investing.

● You declare that finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 and its proprietor/Owner/employees/associates have not guaranteed you or assured you any returns or profits by trading and investing in the stock market.

● You understand and accept that finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 and its proprietor/owner /employees/associates do not provide any order execution services for trading/investing purposes.

● You understand and accept that Amount paid to finvestora fim are fees for providing you with a research alerts service and this amount is not an investment in the Stock Market itself and that the amount of the fee paid by you is not refundable in any conditions or circumstances. You Understand and accept that the fees paid by you are only for research services and that the finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 and its the proprietor/Owner/employees/associates will not invest any amount on your behalf in the stock market and you have been informed clearly about the same by the employees/representatives/associates of finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906. You agree and accept that as you have understood and agreed to the take the risks involved in Trading/Investing and that any loss that might arise out of any such trading activity done by you whether or not by reference to finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 research reports or call guidance, hence, you accept that you cannot and will not file any legal complaint or legal notice against the finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 and its proprietor/Owner/employees/associates.

● You accept that you have read all the text in this document carefully in detail and you have understood and accepted all the mentioned terms and conditions as well as all the terms and conditions including all the disclaimers, disclosures and policies mentioned in the official website of finvestora(finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 (finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906). You officially accept all the terms and conditions laid by finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 in a digital confirmation/consent via this document, the confirmation/consent provided by you may act as final notification & confirmation and it implies that you have understood and accepted all the risks involved in the trading/investing activity in stock market.

If you visit our website or use any our services then it will be deemed that you acknowledge and confirm all the terms and conditions mentioned above in this document. finvestora (finvestora.com) brand of Mr. Sarvesh Gutti Proprietor of Share Market Ideas INH000007906 will consider these details and your consent/acceptance of all the above terms and conditions to be final and will be taken on an as-is basis for all our services and products which you may subscribe with our firm.